our INTEGRATED HOLISTIC APPROACH

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Navigate the compliance landmine starting with establishing a strong governance framework.

Identify applicable laws, rules and regulations.

Create  approach for regulatory excellence, including real time traceability between laws, rules and regulations, policies, procedures, process, risks and controls, ongoing monitoring, and metrics. 

Establish regulator engagement framework, exam management strategy, exam playbook, and reporting mechanisms. 

 Assess the impact of change, digitization, automation and artificial intelligence on the overall risk and compliance strategy.

Identify and implement end to end solutions to transform functions encompassing people, process and technology.

Create approach to provide one view on regulatory and non-regulatory risks and issues.

Provide suite of integrated services that span interpretation of regulatory requirements, risk analytics, and technology implementation through our partners.  

Establish a strong risk culture and risk appetite.

Develop and implement comprehensive frameworks and end to end solutions for operational, credit, and market risks across all lines of business.

Optimize extent of risk coverage by various risk management functions and alignment of risk appetite with stakeholder expectations.  

Proactive issues identification, management, remediation and monitoring.